Westpac Capital Markets LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 164763
- Registered since
- January 15, 2013
- Website
- www.westpac.com.au
Firm profile
FINTRXOverview
Westpac Capital Markets LLC is organized as a limited liability company. The FINTRX record classifies ownership as a combination of a domestic entity and an individual and lists the firm's internal classification as unclassified. Available metadata indicates the firm is not designated as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not provided information in this dataset about its client segments, fee schedules, specific business or advisory activities, or investment strategy. Where the dataset supplies discrete flags, those are noted above; other operational and product details are not available in the source data.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Susan Portes
Chief Compliance OfficerCRD 1925615

Mark Van Der Griend
Chief Executive OfficerCRD 2319152
Contacts
3 of 15Michael Glynn
FinOpCRD 3219445
William Smaragdas
Senior Compliance OfficerCRD 2984594

Sean Mullen
Head of Credit SalesCRD 3223920
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 390 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Kiwoom Securities (USA) Inc.
Broker-DealerNew York, NY
Robotti Securities, LLC
Broker-DealerNew York, NY
Moelis & Company LLC
Broker-DealerNew York, NY
Morgan Stanley Distribution, Inc.
Broker-DealerNew York, NY
Rencap Securities, Inc.
Broker-DealerNew York, NY
Coady Diemar Partners, LLC
Broker-DealerNew York, NY