Westpac Capital Markets LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
17
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
164763
Registered since
January 15, 2013

Firm profile

FINTRX

Overview

Westpac Capital Markets LLC is organized as a limited liability company. The FINTRX record classifies ownership as a combination of a domestic entity and an individual and lists the firm's internal classification as unclassified. Available metadata indicates the firm is not designated as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not provided information in this dataset about its client segments, fee schedules, specific business or advisory activities, or investment strategy. Where the dataset supplies discrete flags, those are noted above; other operational and product details are not available in the source data.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Susan Portes

    Chief Compliance OfficerCRD 1925615

  • Mark Van Der Griend

    Mark Van Der Griend

    Chief Executive OfficerCRD 2319152

Contacts

3 of 15
  • Michael Glynn

    FinOpCRD 3219445

  • William Smaragdas

    Senior Compliance OfficerCRD 2984594

  • Sean Mullen

    Sean Mullen

    Head of Credit SalesCRD 3223920

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
390 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth