WESTPAC CAPITAL MARKETS LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 164763
- Registered since
- January 15, 2013
- Website
- www.westpac.com.au
Firm profile
FINTRXOverview
Westpac Capital Markets LLC is a limited liability company that appears on the SEC registration roll with an initial registration year of 2013. The firm's public record classifies it as "Unclassified" and identifies its owner type as a domestic entity and individual. Regulatory fields indicate the firm does not act as a capital allocator and is not flagged as an active ESG investor; it is also not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2SUSAN PORTES
Chief Compliance OfficerCRD 1925615
MARK VAN DER GRIEND
Chief Executive OfficerCRD 2319152
Contacts
3 of 15Zachary Kosovich
Senior AssociateCRD 8083546
JEFFREY LAWRENCE MASOR
BSA/AML Compliance OfficerCRD 6500490
JOHN MCMAHON
DirectorCRD 4759502
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 390 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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