VIENNA ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2021
Total AUM
$257M
Discretionary
$257M
100% of AUM
Avg account
$1.9M
Accounts
134
Employees
4
Advisory reps
1

Firm details

Headquarters
SARATOGA, California
CRD number
299725
Registered since
September 23, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Vienna Asset Management LLC is an independent, owner-operated registered investment adviser organized as an LLC and SEC-registered in 2021. The firm focuses on individuals and families, offering financial planning and discretionary portfolio management for individuals and small businesses. Its fees combine a percentage-of-AUM charge with the option for hourly billing. Vienna also conducts insurance brokerage activity alongside its advisory services. The firm is not positioned as a pension consultant or multi-state adviser and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 37%, Exchange Traded Equities 36%, US Government Bonds 9%, Investment Grade Corp Bonds 9%, Private Funds 6%, Other 2%, Cash & Cash Equivalents 1%37%
  • Non-Exchange Traded Equities37%
  • Exchange Traded Equities36%
  • US Government Bonds9%
  • Investment Grade Corp Bonds9%
  • Private Funds6%

Owners & executives

1 of 1
  • Yanjuan Huang

    Chief Compliance OfficerCRD 5967869

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$67.7M in ETFs

Passive

55%

$37.3M

Active

31%

$30.4M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$6.1M9,4089.03%

Location

Primary office

SARATOGA, CA

SANTA CLARA

Location

SARATOGA, CA

Headquartered in SARATOGA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
14657 Big Basin Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth