Agata Investments LLC

RIAState Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
1
Advisory reps
1

Firm details

Headquarters
Saratoga, California
CRD number
318275
Fee structure
Hourly Charges, Fixed Fees

Firm profile

FINTRX

Overview

Agata Investments LLC is an independent, California‑registered advisory firm organized as a limited liability company and owned by an individual proprietor. The firm’s public profile indicates a compact, adviser‑driven operation that charges clients on an hourly or fixed‑fee basis rather than a percentage‑of‑assets model. Agata is identified as engaging in “other financial product salesperson” activities, suggesting the firm complements advisory work with distribution or transaction support for non‑investment products. Available records do not list multi‑state registration, pension consulting, ESG investment activity, or a role as a capital allocator.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Rakesh Gupta

    Manager/Chief Compliance OfficerCRD 6385333

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Saratoga, CA

Santa Clara

Location

Saratoga, CA

Headquartered in Saratoga, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
20544 Debbie Ln
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth