Agata Investments LLC

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
1
Advisory reps
1

Firm details

Headquarters
Saratoga, California
CRD number
318275
Fee structure
Hourly Charges, Fixed Fees

Firm profile

FINTRX

Overview

Agata Investments LLC is organized as a limited liability company and is classified as an independent registered investment adviser owned by an individual. The firm does not present itself as a capital allocator and is not active on ESG investing. Its regulatory footprint appears limited — it is not listed as a multi-state adviser and is not described as a pension consultant or related adviser in the source snapshot. The firm’s primary business activity is categorized as "Other Financial Product Salesperson." Fee arrangements are non‑traditional for the adviser channel: Agata Investments uses hourly charges and fixed fees rather than asset‑based billing. The SEC registration year is not specified in the available data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Rakesh Gupta

    Manager/Chief Compliance OfficerCRD 6385333

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Saratoga, CA

Santa Clara

Location

Saratoga, CA

Headquartered in Saratoga, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
20544 Debbie Ln
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth