Saratoga Research & Investment Management
Firm details
- Headquarters
- Saratoga, California
- CRD number
- 110506
- Registered since
- July 3, 2000
- Website
- www.saratogarim.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, FINEMARK
- Fee structure
- Percentage of AUM
- Client types
- HNWI46.29%
- Individuals29.82%
- Corporations / Businesses12.35%
- Investment Companies6.92%
- Charitable Organizations2.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Saratoga Research & Investment Management is an independent, privately owned registered investment adviser that has been SEC-registered since 2000. The firm serves both individual and family clients as well as institutional investors and charges fees based on a percentage of assets under management. Its advisory scope includes financial planning and discretionary portfolio management for individuals, small businesses, pooled investment vehicles, and investment companies. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Cash & Cash Equivalents20%
- US Government Bonds4%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$39.7M in ETFs
100%
$39.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $18.6M | 202,746 | 46.86% |
Location
Saratoga, CA
Santa Clara
Location
Saratoga, CA
Headquartered in Saratoga, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 14471 Big Basin Way
- Time zone
- PT (UTC-8)
- Office locations
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