ARIA WEALTH MANAGEMENT

RIASEC RegisteredEst. 2017
Total AUM
$130M
Discretionary
$122M
94% of AUM
Avg account
$228K
Accounts
570
Employees
9
Advisory reps
6

Firm details

Headquarters
SARATOGA, California
CRD number
288450
Registered since
July 5, 2017
Website
ariawm.com
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI45.62%
  • Individuals30.92%
  • State / Municipal Government14.08%
  • Pension & Profit Sharing Plans5.74%
  • Charitable Organizations2.95%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Aria Wealth Management is an independent, SEC-registered registered investment adviser organized as a corporation and operating since 2017. The firm serves both individual and family clients as well as institutional and business clients. Its advisory services emphasize financial planning and portfolio management across individuals, small businesses and institutions, along with pension consulting and the selection of outside managers. Compensation is primarily fee-based — a percentage of assets under management — with the option for hourly billing for certain engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Public Funds/Mutual Funds 41%, Cash & Cash Equivalents 10%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%45%
  • Exchange Traded Equities45%
  • Public Funds/Mutual Funds41%
  • Cash & Cash Equivalents10%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • LAWRENCE PIZZELLA

    CEOCRD 6616698

Contacts

3 of 5
  • RUSSELL CARLSON

    Senior VP Investment & Wealth AdviserCRD 2876261

  • ELIZABETH LUNA

    Director of Wealth ManagementCRD 5198499

  • CARRIE CARR

    Financial AdvisorCRD 4659962

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SARATOGA, CA

SANTA CLARA

Location

SARATOGA, CA

Headquartered in SARATOGA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
20640 3 Steet
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth