VALLEY WEALTH MANAGERS, INC.

RIASEC RegisteredEst. 1985
Total AUM
$2.7B
Discretionary
$2.5B
95% of AUM
Avg account
$1.3M
Accounts
2,063
Employees
54
Advisory reps
53

Firm details

Headquarters
PARAMUS, New Jersey
CRD number
108879
Registered since
October 11, 1985
Website
www.hallcapmgt.com
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI69.12%
  • Pension & Profit Sharing Plans12.37%
  • Corporations / Businesses7.66%
  • Individuals7.63%
  • Charitable Organizations3.23%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Valley Wealth Managers, Inc. is a corporate wealth-management and insurance broker-dealer that has been SEC-registered since 1985. The firm serves both individual and institutional clients and combines financial planning with portfolio management for individuals, small businesses, and institutions. Valley Wealth Managers also acts as a capital allocator and engages in selection of other advisers, reflecting a hybrid advisory and intermediary role tied to its broker-dealer and insurance affiliations. Its fees include a percentage-of-assets model complemented by hourly charges. The firm does not identify as an active ESG investor and is listed as not a multi-state adviser in the snapshot data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Investment Grade Corp Bonds 17%, Public Funds/Mutual Funds 17%, US Government Bonds 7%, State & Local Bonds 5%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Other 1%49%
  • Exchange Traded Equities49%
  • Investment Grade Corp Bonds17%
  • Public Funds/Mutual Funds17%
  • US Government Bonds7%
  • State & Local Bonds5%

Owners & executives

3 of 4

  • Jamie Mayo

    Chief Financial OfficerCRD 3113603

  • CHRISTOPHER WILSON

    Chief Compliance OfficerCRD 5163915

  • COLLYN GILBERT

    EVP, Chief Strategy OfficerCRD 2754692

Unlock 1 more executives →

Contacts

3 of 49

  • Thomas Alonso

    Portfolio ManagerCRD 4169554

  • Alexander Notaro

    Vice President​, Wealth AdvisorCRD 6777398

  • Risalee Espinal

    Associate Private BankerCRD 7493576

Unlock 46 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 146

Active vs passive

$360M in ETFs

Passive

95%

$343M

Active

3%

$16.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD RUSSELL 1000 GROWTH INDEX FUND (VONG)VanguardPassiveLarge Growth$58.3M531,64916.20%
Unlock additional holdings →

Location

Primary office

PARAMUS, NJ

BERGEN

Location

PARAMUS, NJ

Headquartered in PARAMUS, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
BERGEN
Address
80 E Ridgewood Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

BREAKWATER CAPITAL GROUP

RIA

PARAMUS, NJ

AUM $1BTEAM 4REPS 4

GENESIS FINANCIAL GROUP, LLC

RIA

PARAMUS, NJ

AUM $171MTEAM 2REPS 1

GROESBECK INVESTMENT MANAGEMENT CORP

RIA

PARAMUS, NJ

AUM $54.7MTEAM 1REPS 2

PINE VALLEY INVESTMENTS

RIA

MARLTON, NJ

AUM $2.7BTEAM 37REPS 33

CFS INVESTMENT ADVISORY SERVICES LLC

RIA

TOTOWA, NJ

AUM $2.7BTEAM 13REPS 10

ABNER HERRMAN & BROCK, LLC

RIA

JERSEY CITY, NJ

AUM $2.7BTEAM 13REPS 6
More RIAs in PARAMUS →All New Jersey RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth