ABNER HERRMAN & BROCK, LLC

RIASEC RegisteredEst. 1982

Total AUM

$2.7B

Discretionary

$2.7B

98% of AUM

Avg account

$1.1M

Accounts

2,403

Employees

Advisory reps

Firm details

Headquarters: JERSEY CITY, New Jersey
CRD number: 8517
Registered since: July 9, 1982
Website: ahbi.com
Custodians: UBS FINANCIAL SERVICES INC., FIDELITY DISTRIBUTORS COMPANY LLC, LPL FINANCIAL LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM
Client types: HNWI85.65%
Corporations / Businesses8.91%
Charitable Organizations4.38%
Pension & Profit Sharing Plans1.03%
Individuals0.03%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Abner Herrman & Brock, LLC is a privately held advisory firm that has been SEC-registered since 1982 and serves individuals, families and institutional clients. The firm runs a fee model based on a percentage of assets under management and focuses on discretionary portfolio management for both households and business clients. Investment activity shows a clear fixed-income emphasis—municipal and other state and local bonds are the largest single allocation—but the firm also maintains a meaningful equity program and selective exposure to third-party alternative managers. Equity exposure is concentrated through a relatively compact 13F portfolio, where technology exposure is notable (the largest public holding is Nvidia Corporation). The firm is not positioned as an allocator of capital to external managers in a broad sense, but it does place client capital with third-party managers in targeted alternative sectors. Abner Herrman & Brock does not present itself as an active ESG investor.