BREAKWATER CAPITAL GROUP

Overview

Breakwater Capital Group is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm describes itself as a capital allocator serving individual and family clients, using a mix of fee models (percentage of AUM plus hourly and fixed-fee engagements). Core advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, selection of third‑party advisers, and client education through seminars and workshops. The firm's regulatory snapshot indicates it is not classified as an active ESG investor. Although the adviser is shown as not a "multi‑state adviser" in its regulatory summary, its operating footprint includes multiple office locations (see Location & Offices). The firm identifies both domestic entity and individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives