UOB Global Equity Sales LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
126500
Registered since
September 26, 2003

Firm profile

FINTRX

Overview

UOB Global Equity Sales LLC is organized as a limited liability company and has been SEC-registered since 2003. The firm's ownership is listed as a mix of a domestic entity and an individual; beyond the legal form and registration year, the firm’s public profile does not include descriptions of its core business lines or advisory services. The dataset classifies the firm as "Unclassified" and flags that it does not act as a capital allocator, is not an active ESG investor, and is not registered as a multi-state or newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • David Goss

    David Goss

    Managing DirectorCRD 4375267

  • Peter Landau

    Peter Landau

    PrincipalCRD 1326761

  • Guy Cohen

    Guy Cohen

    DirectorCRD 2002649

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
592 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth