Unicredit Capital Markets LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
7789
Registered since
October 6, 1978

Firm profile

FINTRX

Overview

Unicredit Capital Markets LLC is organized as a limited liability company and is classified in the dataset as an investment bank rather than a discretionary asset manager or wealth adviser. The ownership is recorded as a mix of a domestic entity and an individual, and the firm’s profile in the provided data emphasizes capital markets activity instead of serving as a capital allocator. The firm is not identified in the dataset as an active ESG investor, a pension consultant, a multi-state or related adviser, or a newly formed adviser. Those attributes, together with its investment bank classification, indicate the organization’s primary orientation is toward transactional and capital-markets services—underwriting, trading, or corporate advisory work—rather than delivering investment management or advisory solutions to retail or high-net-worth clients. The available record is sparse on operational details: the dataset includes no client, AUM, public-holdings, or specific business-activity descriptions, and while it lists three office locations, no cities or addresses are provided. That limits visibility into client types, scale, and the firm’s product mix beyond the investment-bank designation.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 25
  • Michael Glynn

    FinOpCRD 3219445

  • Richard Eastman

    DirectorCRD 1683485

  • Naveen Sahney

    Naveen Sahney

    Managing DirectorCRD 4437242

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
15 O E 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth