UNICREDIT CAPITAL MARKETS LLC

Broker-DealerFINRA MemberEst. 1978
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
7789
Registered since
October 6, 1978

Firm profile

FINTRX

Overview

Unicredit Capital Markets LLC is organized as a limited liability company and is classified in the data as an investment bank. The firm has been SEC-registered since 1978. The record characterizes ownership as a domestic entity/individual and lists the firm’s primary role as an investment bank rather than a capital allocator or multi-state investment adviser. The profile indicates no active ESG investing designation and does not identify any advisory activities, fee structures, or a defined client base in the provided data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 25
  • WOLFGANG BERG

    Senior AssociateCRD 6021547

  • KIMBERLY SOUSA

    Managing Director, Global Account Manager, Corporate BankingCRD 5884903

  • ALEX PRYCE

    AssociateCRD 6565631

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
15O E 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth