Unicredit Capital Markets LLC

Broker-DealerFINRA MemberEst. 1978
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
7789
Registered since
October 6, 1978

Firm profile

FINTRX

Overview

Unicredit Capital Markets LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1978 and is indicated as having both a domestic entity and individual ownership structure. FINTRX records signal that the firm does not act as a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The dataset provides no granular description of client segments, fee arrangements, or day-to-day advisory activities. Given its investment bank classification and the absence of reported advisory assets, the firm’s primary activities are more likely centered on capital markets and transactional functions rather than discretionary wealth management or portfolio allocation.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 25
  • Wolfgang Berg

    Senior AssociateCRD 6021547

  • Kimberly Sousa

    Managing Director, Global Account Manager, Corporate BankingCRD 5884903

  • Alex Pryce

    Alex Pryce

    AssociateCRD 6565631

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
15 O E 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth