TWO SIGMA SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
123
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
148960
Registered since
June 25, 2009

Firm profile

FINTRX

Overview

Two Sigma Securities, LLC is organized as a limited liability company and first registered with the SEC in 2009. Public filings and the FINTRX snapshot offer limited disclosure about the firm’s client segments, fee arrangements, or specific advisory services. The profile lists the entity as "Unclassified" and not a capital allocator; it is also flagged as not an active ESG investor, not a multi-state adviser, and not a pension consultant. FINTRX does not report related-adviser relationships for this entity.

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • CARL VALLESE

    Chief Compliance OfficerCRD 4464191

  • ASHISH THAKKAR

    CTOCRD 5456449

Contacts

3 of 121
  • DAVID WILDMAN

    Senior Vice PresidentCRD 6154086

  • Jordan Phillips

    Software EngineerCRD 7579319

  • Chelsea Soemitro

    Software EngineerCRD 7935114

Unlock 118 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 436

Active vs passive

$413M in ETFs

Passive

91%

$376M

Active

7%

$37.6M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$12.5M125,5333.01%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
100 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth