Twin Lakes Capital

RIASEC RegisteredEst. 2018
Total AUM
$315M
Discretionary
$315M
100% of AUM
Avg account
$785K
Accounts
401
Employees
5
Advisory reps
2

Firm details

Headquarters
Redwood City, California
CRD number
137522
Registered since
May 18, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI88.46%
  • Individuals5.05%
  • Corporations / Businesses4.24%
  • Pension & Profit Sharing Plans2.23%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Twin Lakes Capital is an independent, SEC-registered registered investment adviser organized as an LLC and first registered in 2018. The firm acts as a capital allocator for both individual/family and institutional clients, providing financial planning, discretionary portfolio management for individuals, small businesses and institutions, and manager selection services. Its client fee model is a percentage of assets under management. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Cash & Cash Equivalents 23%, Private Funds 17%, US Government Bonds 6%54%
  • Exchange Traded Equities54%
  • Cash & Cash Equivalents23%
  • Private Funds17%
  • US Government Bonds6%

Contacts

2 of 2
  • Min Kim

    Managing MemberCRD 1767827

  • Frank Yi

    Financial AdvisorCRD 2169256

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$43.2M in ETFs

Passive

39%

$17M

Active

0%

$26.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 0-3 MONTH TREASURY BILL ETF (VBIL)Vanguard$26.2M345,54160.49%

Location

Primary office

Redwood City, CA

San Mateo

Location

Redwood City, CA

Headquartered in Redwood City, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
3 Lagoon Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth