Mccarthy Asset Management, Inc.
Firm details
- Headquarters
- Redwood City, California
- CRD number
- 118285
- Registered since
- February 1, 2002
- Website
- www.mamportfolios.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI89.15%
- Individuals10.85%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Mccarthy Asset Management, Inc. is an independent, SEC-registered investment adviser that has been operating since 2002. The firm is owned by an individual and focuses on serving individuals and families, with advisory services that emphasize financial planning and portfolio management for individuals and small businesses. Its fee structure combines a percentage-of-AUM model with the option for hourly billing. The firm reports no active ESG investing program, does not position itself as a capital allocator or pension consultant, and is not registered as a multi-state adviser. Mccarthy Asset Management received recognition from FA Magazine in 2020 as one of its Top RIA Firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities10%
- Cash & Cash Equivalents1%
Contacts
2 of 2
Stephen Mccarthy
OwnerCRD 1542963
Ryan McCarthy
Financial PlannerCRD 7342714
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$227M in ETFs
49%
$111M
38%
$116M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $29.4M | 124,375 | 12.96% |
Location
Redwood City, CA
San Mateo
Location
Redwood City, CA
Headquartered in Redwood City, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 3 Lagoon Dr
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Wealthvalues, LLC
RIARedwood City, CA
Griffin Black, LLC
RIARedwood City, CA
Twin Lakes Capital
RIARedwood City, CA
Evart, Young & Hobbs Investment Management
RIARedwood City, CA
SER Capital Partners Management, LP
RIARedwood City, CA
Navigation Group LLC
RIARedwood City, CA