GRIFFIN BLACK, LLC

RIASEC RegisteredEst. 2019
Total AUM
$356M
Discretionary
$356M
100% of AUM
Avg account
$509K
Accounts
698
Employees
9
Advisory reps
6

Firm details

Headquarters
REDWOOD CITY, California
CRD number
134684
Registered since
December 10, 2019
Custodians
ALTRUIST FINANCIAL LLC, PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.95%
  • Individuals9.97%
  • Charitable Organizations1.09%
  • Pension & Profit Sharing Plans0.97%
  • Other0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Griffin Black, LLC is an independent registered investment adviser that focuses on serving individuals and families with fee-based planning and portfolio management. The firm combines financial planning, discretionary portfolio management and pension consulting for small businesses, using a mix of percentage-of-AUM, hourly and fixed-fee billing. Since its SEC registration in 2019, Griffin Black has positioned itself as an active ESG investor — ESG considerations are incorporated into manager selection and portfolio construction. The firm’s investment approach emphasizes pooled public funds and mutual funds as core building blocks while outsourcing selected real estate exposure to third-party alternative managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Exchange Traded Equities 7%, US Government Bonds 4%, Cash & Cash Equivalents 3%, Other 1%85%
  • Public Funds/Mutual Funds85%
  • Exchange Traded Equities7%
  • US Government Bonds4%
  • Cash & Cash Equivalents3%
  • Other1%

Owners & executives

2 of 2
  • MANJU GEORGE

    Chief Compliance Officer & Director of OperationsCRD 4814901

  • JANE BEULE

    Founder & CEOCRD 4934778

Contacts

3 of 4
  • Terrence Palazzolo

    Associate Wealth AdvisorCRD 6869001

  • Manish Thomare

    Associate Wealth AdvisorCRD 8035366

  • Kyla SyCip

    ParaplannerCRD 7975287

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

REDWOOD CITY, CA

SAN MATEO

Location

REDWOOD CITY, CA

Headquartered in REDWOOD CITY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
702 Marshall St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth