Triad Securities Corp

Broker-DealerFINRA MemberEst. 1976
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
11363
Registered since
August 23, 1976

Firm profile

FINTRX

Overview

Triad Securities Corp. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1976. Ownership is identified as a combination of a domestic entity and an individual. The snapshot flags the firm as not acting as a capital allocator and not participating as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, or a related adviser. The firm’s entry does not include descriptions of its specific business activities or advisory services, and the activities and affiliations section contains no material detail. Taken together, the available fields suggest an emphasis on broker-dealer/investment-banking functions rather than on traditional discretionary asset management or multi-state advisory operations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kenneth Fisher

    Chief Executive OfficerCRD 4631540

  • Timothy Hoehler

    Chief Compliance OfficerCRD 2176769

  • H Cohen

    Independent ContractorCRD 1861935

Contacts

3 of 22
  • Sheri Rosen

    Senior AdministratorCRD 2733221

  • John Hannigan

    Manager/TraderCRD 2255456

  • Jason Tobias

    Jason Tobias

    Managing DirectorCRD 3215027

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
111 Broadway
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth