TRIAD SECURITIES CORP

Broker-DealerFINRA MemberEst. 1976
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
11363
Registered since
August 23, 1976

Firm profile

FINTRX

Overview

Triad Securities Corp is organized as a corporation and is classified in public records as an investment bank. The firm has been SEC-registered since 1976 and is listed as a domestic entity with individual ownership. The snapshot flags Triad Securities Corp as not acting as a capital allocator and not identifying itself as an active ESG investor. It is likewise not identified as a multi-state adviser, pension consultant, or related adviser in the available data. The available attributes point to a broker-dealer / investment-banking orientation rather than a traditional registered investment adviser running discretionary client portfolios. Specific business lines, advisory activities, industry affiliations, and product offerings are not detailed in the source fields provided.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • KENNETH FISHER

    Chief Executive OfficerCRD 4631540

  • Timothy Hoehler

    Chief Compliance OfficerCRD 2176769

  • H COHEN

    Independent ContractorCRD 1861935

Contacts

3 of 22
  • SHERI ROSEN

    Senior AdministratorCRD 2733221

  • JOHN HANNIGAN

    Manager/TraderCRD 2255456

  • JASON TOBIAS

    Managing DirectorCRD 3215027

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
111 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth