TMX Alpha US, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
329008
Registered since
May 31, 2024

Firm profile

FINTRX

Overview

TMX Alpha US, LLC is organized as a limited liability company and is recorded as an SEC-registered adviser with a registration year of 2024. The firm is listed as owned by a domestic entity and an individual and is classified in the source data as unclassified. The snapshot flags the firm as not a capital allocator and not an active ESG investor. It is not identified as a multi-state adviser, a pension consultant, or a related adviser. The source did not provide descriptive details about the firm’s advisory activities, target client segments, fee schedule, or specific business lines. The available record is largely administrative rather than operational, offering basic registration and ownership attributes without an investment philosophy or service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Laure Richmond

    Laure Richmond

    Chief Financial OfficerCRD 5115429

Contacts

3 of 10
  • Douglas Clark

    Douglas Clark

    Managing DirectorCRD 4509208

  • Dana DeMartino

    Dana DeMartino

    Market Operations SpecialistCRD 7709849

  • Charles Frederick

    Charles Frederick

    Managing DirectorCRD 3272244

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
225 Liberty St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth