TMX Alpha US, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
329008
Registered since
May 31, 2024

Firm profile

FINTRX

Overview

TMX Alpha US, LLC is structured as a limited liability company and is identified in filings as jointly owned by a domestic entity and an individual. Publicly available source data provides very limited detail about the firm’s business model or client focus: classification is listed as unclassified and the firm does not report itself as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser. Several typical disclosure fields (business activities, advisory activities, fee structure, and client base) are blank in the source record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Laure Richmond

    Laure Richmond

    Chief Financial OfficerCRD 5115429

Contacts

3 of 9
  • Charles Frederick

    Charles Frederick

    Managing DirectorCRD 3272244

  • Melissa Umans

    Melissa Umans

    Head of MarketingCRD 5171722

  • Ralph Dispigna

    Ralph Dispigna

    Director, SalesCRD 6507539

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
225 Liberty St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth