THREE OCEAN SECURITIES LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
166387
Registered since
September 24, 2013

Firm profile

FINTRX

Overview

Three Ocean Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm appears on SEC records dating to 2013. Ownership is listed as a combination of a domestic entity and an individual. Publicly available summary fields indicate the firm does not function as a capital allocator and is not identified as an active ESG investor. It is not described as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MICHAEL SCHAPS

    CFOCRD 1892138

Contacts

3 of 4
  • Jenise Chung

    Senior AnalystCRD 7740768

  • SLOBODAN SAVIC

    Managing DirectorCRD 6370675

  • DAVID KNOWLTON

    Managing PartnerCRD 2316310

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
551 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth