Three Ocean Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
166387
Registered since
September 24, 2013

Firm profile

FINTRX

Overview

Three Ocean Securities LLC is organized as a limited liability company and is classified in FINTRX data as an investment bank. That classification points to a focus on transaction- and markets-oriented activity (capital-raising, advisory or similar services) rather than a traditional asset-management or discretionary wealth-management operation. Ownership is recorded as a combination of a domestic entity and an individual. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Public disclosure available through the dataset does not include descriptions of advisory offerings, fee arrangements, client segments, or specific business activities and affiliations, so the firm’s client focus and service model are not documented in this source.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Schaps

    CFOCRD 1892138

Contacts

3 of 4
  • David Knowlton

    David Knowlton

    Managing PartnerCRD 2316310

  • Slobodan Savic

    Slobodan Savic

    Managing DirectorCRD 6370675

  • Jenise Chung

    Jenise Chung

    Senior AnalystCRD 7740768

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
551 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth