THE ULTIMA GLOBAL MARKETS (USA), INC.

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
47895
Registered since
January 6, 2000

Firm profile

FINTRX

Overview

The Ultima Global Markets (USA), Inc. is organized as a corporation and has been SEC-registered since 2000. Ownership is recorded as a mix of a foreign entity and an individual. FINTRX classifies the firm as unclassified rather than under a defined advisor segment. Available records mark the firm as not acting as a capital allocator and not identifying as an active ESG investor. It is not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm has not supplied details about its investment strategies, client focus, or broader business and affiliation activity in the dataset reviewed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MICHAEL HEALY

    Chief Executive OfficerCRD 2631361

  • MICHAEL SCHILLING

    Chief Compliance OfficerCRD 2609624

Contacts

1 of 1
  • DIMITRY ZAKHAROV

    CRD 8213454

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
230 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth