The Ultima Global Markets (USA), Inc.

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
47895
Registered since
January 6, 2000

Firm profile

FINTRX

Overview

The Ultima Global Markets (USA), Inc. is organized as a corporation and has been SEC-registered since 2000. Ownership is reported as a combination of a foreign entity and an individual. FINTRX classifies the firm as unclassified and indicates it does not operate as a capital allocator. The dataset flags the firm as not active on ESG, not a multistate adviser, not newly formed, not a pension consultant, and not listed as a related adviser. The source record does not provide specific descriptions of the firm’s client segments, fee schedule, business lines, or advisory services, so those operating details are not available in this profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Healy

    Michael Healy

    Chief Executive OfficerCRD 2631361

  • Michael Schilling

    Michael Schilling

    Chief Compliance OfficerCRD 2609624

Contacts

1 of 1
  • Dimitry Zakharov

    DirectorCRD 8213454

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
230 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth