Keefe, Bruyette & Woods, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 481
- Registered since
- July 6, 1962
- Website
- kbw.com
Firm profile
FINTRXOverview
Keefe, Bruyette & Woods, Inc. is organized as a corporation and is classified in FINTRX as an investment bank. Ownership is recorded as a mix of a domestic entity and individual owners. The dataset does not list advisory mandates, fee schedules, client demographics, or typical product shelf details; the profile on file emphasizes broker-dealer/investment banking activity rather than asset management or discretionary capital deployment. The firm is not identified in the source data as a capital allocator or an active ESG investor, and it is not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Those flags suggest FINTRX treats the business as transaction- and markets-focused instead of a manager that runs pooled or separate client capital.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Avi Stein
Chief Financial OfficerCRD 5835030

Mary Johnstone
Chief Compliance OfficerCRD 1170408

Richard Smith
CFO and Managing DirectorCRD 1333488
Contacts
3 of 241Dustin Behan
Compliance ManagerCRD 6253127
Deborah Burlingame
Commissions ManagerCRD 5387818

Matthew Land
Compliance DirectorCRD 5471883
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 787 7th Ave
- Time zone
- ET (UTC-5)
- Office locations
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