The Tie Capital LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
340762
Registered since
July 9, 2026

Firm profile

FINTRX

Overview

The Tie Capital LLC is organized as a limited liability company and is listed as an SEC-registered adviser with an initial registration year of 2026. Ownership is recorded as a mix of a domestic entity and an individual. The firm’s regulatory classification is unclassified in the available dataset. Reported attributes indicate it does not operate as a capital allocator, is not active on ESG investing, does not register as a multi-state adviser, and is not identified as a pension consultant or related adviser. No details were provided about the firm’s advisory services, investment approach, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Adriana Blanco Marquez

    Adriana Blanco Marquez

    Chief Compliance OfficerCRD 7778003

Contacts

3 of 3
  • Jonathan Lin

    Jonathan Lin

    Investment Banking AnalystCRD 7395972

  • Joseph DeMarco

    Joseph DeMarco

    FinOpCRD 7980639

  • Andrew Saraga

    Andrew Saraga

    FounderCRD 6661292

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
555 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth