THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
Firm details
- Headquarters
- GOLDEN VALLEY, Minnesota
- CRD number
- 42941
- Registered since
- January 15, 2015
- Website
- www.oakridgefinancial.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI58.56%
- Individuals40.05%
- Charitable Organizations0.9%
- Corporations / Businesses0.49%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
The Oak Ridge Financial Services Group, Inc. operates as a corporation combining broker-dealer and insurance-broker functions with registered advisory services. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and selection of outside advisers. It charges clients via a mix of asset-based fees, hourly billing, and fixed-fee arrangements. The firm is classified as an independent broker-dealer and investment bank and has been SEC-registered since 2015. It acts as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Public Funds/Mutual Funds17%
- Cash & Cash Equivalents6%
- State & Local Bonds2%
- US Government Bonds1%
Owners & executives
2 of 2RUSSELL KING
Chairman & CEOCRD 1703706
Amric Sobczak
Chief Compliance OfficerCRD 6752202
Contacts
3 of 52Samuel Dufault
Associate AnalystCRD 7554123
JOSEPH SULLIVAN
Managing DirectorCRD 2407266
Samantha Nelson
Executive AssistantCRD 7533641
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GOLDEN VALLEY, MN
HENNEPIN
Location
GOLDEN VALLEY, MN
Headquartered in GOLDEN VALLEY, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 701 Xenia Ave S
- Time zone
- CT (UTC-6)
- Office locations
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