The Oak Ridge Financial Services Group, Inc

Broker-DealerFINRA Member

Total AUM

$669M

Discretionary

$131M

20% of AUM

Accounts

1,500

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Golden Valley, Minnesota
CRD number: 42941
Registered since: January 15, 2015
Website: www.oakridgefinancial.com
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI58.56%
Individuals40.05%
Charitable Organizations0.9%
Corporations / Businesses0.49%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Oak Ridge Financial Services Group, Inc. is a corporation that operates as an independent broker-dealer and investment bank, and it is registered with the SEC (registered in 2015). The firm serves both individual & family clients and institutional clients, offering broker-dealer and insurance brokerage services alongside advisory work. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. The firm bills through a mix of percentage-of-AUM, hourly charges, and fixed fees, and it functions as a capital allocator—sourcing external managers and solutions for client portfolios. The firm does not identify as an active ESG investor.