Piper Sandler & Co

Broker-DealerFINRA Member

Total AUM

$1.3B

Discretionary

0% of AUM

Accounts

Employees

1,402

Advisory reps

1,403

Brokerage reps

1,402

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 665
Registered since: August 4, 2016
Website: www.pipersandler.com
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: State / Municipal Government100%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Piper Sandler & Co. is a corporate investment bank that primarily serves institutional clients. The firm is registered with the SEC (registered in 2016) and operates across multiple business lines including broker-dealer activity, CPO/CTA functions, and registered municipal advisory. It also provides portfolio management services for investment companies and for businesses or institutional investors. Ownership is a mix of domestic entity and individual interests. Fee arrangements reported include percentage-of-AUM, fixed fees, and commission-based billing. The firm reports a preference for fixed-income exposure and does not identify as an active ESG investor.