PIPER SANDLER & CO.
Firm details
- Headquarters
- MINNEAPOLIS, Minnesota
- CRD number
- 665
- Registered since
- August 4, 2016
- Website
- www.pipersandler.com
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- State / Municipal Government100%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Piper Sandler & Co is presented here as a corporate investment bank serving primarily institutional clients. The firm operates across broker-dealer and advisory functions and is registered as an SEC adviser since 2016. Its business mix includes capital markets activity and advisory portfolio management for investment companies and for businesses or institutions. Fee arrangements reported include percentage-of-AUM, fixed fees and commissions. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser in the provided data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds60%
- Cash & Cash Equivalents23%
- Other10%
- State & Local Bonds6%
Owners & executives
3 of 17KATHERINE CLUNE
Chief Financial OfficerCRD 4624219
CHRISTINE ESCKILSEN
Chief Human Capital OfficerCRD 4685480
JOHN MILLER
Chief Operating OfficerCRD 1368329
Contacts
3 of 1337Gerardo Herrera Moreno
Equity Research AssociateCRD 7779248
MICHAEL PUTNAM
Managing DirectorCRD 2138297
BRIAN SULLIVAN
Managing DirectorCRD 2569550
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MINNEAPOLIS, MN
HENNEPIN
Location
MINNEAPOLIS, MN
Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 350 N 5th St
- Time zone
- CT (UTC-6)
- Office locations
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