Allianz Life Financial Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
487
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
612
Registered since
January 11, 1968

Firm profile

FINTRX

Overview

Allianz Life Financial Services, LLC is organized as a limited liability company and operates as an insurance broker-dealer. The entity is owned by a combination of domestic corporate and individual interests. FINTRX classifies the firm as an insurance broker-dealer rather than a capital allocator, and the record indicates it does not identify as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The available data does not describe advisory fee schedules, specific business lines beyond the broker-dealer classification, or client segments served. The firm’s profile in the source focuses on its legal form and regulatory/operational attributes rather than investment strategies or product menus.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • William Gaumond

    William Gaumond

    Chief Financial OfficerCRD 5294073

  • Eric Thomes

    Eric Thomes

    Chief Distribution OfficerCRD 4645308

  • Matthew Dian

    Matthew Dian

    Chief Compliance OfficerCRD 2246088

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Contacts

3 of 481
  • Sean Pham

    Sean Pham

    Internal Sales ConsultantCRD 5092586

  • Michael Resnick

    Michael Resnick

    Registered RepresentativeCRD 5273312

  • Richard Darr

    Richard Darr

    Registered RepresentativeCRD 4294239

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
5701 Golden Hills Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth