Allianz Life Financial Services, LLC

Broker-DealerFINRA MemberEst. 1968
Total AUM
—
Advisory reps
491
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
612
Registered since
January 11, 1968

Firm profile

FINTRX

Overview

Allianz Life Financial Services, LLC is organized as a limited liability company and is classified as an insurance broker-dealer. The entity is shown as SEC-registered since 1968 and is identified as owned by a domestic entity and an individual. Firm-level attributes on file indicate it does not operate as a capital allocator, is not marked as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • William Gaumond

    William Gaumond

    Chief Financial OfficerCRD 5294073

  • Eric Thomes

    Eric Thomes

    Chief Distribution OfficerCRD 4645308

  • Matthew Dian

    Matthew Dian

    Chief Compliance OfficerCRD 2246088

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Contacts

3 of 485
  • Sean Pham

    Sean Pham

    Internal Sales ConsultantCRD 5092586

  • Michael Resnick

    Michael Resnick

    Registered RepresentativeCRD 5273312

  • Richard Darr

    Richard Darr

    Registered RepresentativeCRD 4294239

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
5701 Golden Hills Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth