Northland Asset Management
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 40258
- Registered since
- May 26, 2015
- Website
- www.northlandsecurities.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI78.75%
- Individuals19.54%
- Charitable Organizations0.92%
- Pension & Profit Sharing Plans0.79%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Northland Asset Management is a corporation that operates as a broker-dealer and insurance broker with municipal advisor registration. SEC registration dates to 2015. The firm focuses on individual and family clients and offers a mix of financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Its fee arrangements include percentage-of-AUM billing as well as hourly, fixed, and other fee structures. The firm identifies itself as a capital allocator and maintains brokerage, banking/thrift, trust company and insurance company affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities43%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
- Other1%
Owners & executives
3 of 4
Randy Nitzsche
CEOCRD 1558954
Dustin Alden
Chief Financial OfficerCRD 6131554
Mandy Teigland
Co-Chief Compliance OfficerCRD 4870219
Contacts
3 of 187
Amy Novak
Senior AnalystCRD 5757636
Ann Carda
Vice President, Wealth ManagementCRD 4297901
James Reynolds
Senior Vice PresidentCRD 4408485
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 76Active vs passive
$172M in ETFs
75%
$129M
15%
$43.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $32.8M | 44,538 | 19.03% |
Location
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 150 S 5th St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Colliers Securities LLC
Broker-DealerMinneapolis, MN
Piper Sandler & Co
Broker-DealerMinneapolis, MN
Cliftonlarsonallen Wealth Advisors, LLC
Broker-DealerMinneapolis, MN
Ameriprise Financial Services, LLC
Broker-DealerMinneapolis, MN
Capital Management Securities, Inc.
Broker-DealerMinneapolis, MN
Craig-Hallum Capital Group LLC
Broker-DealerMinneapolis, MN