SIA Securities Corporation

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
35403
Registered since
November 4, 1993

Firm profile

FINTRX

Overview

SIA Securities Corporation is organized as a corporation and first registered with the SEC in 1993. Public filings and the FINTRX snapshot characterize the firm as a domestically owned, individual-controlled entity. The profile in FINTRX is sparse: the firm is classified as "Unclassified" and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. FINTRX does not provide granular descriptions of the firm’s advisory activities, fee structure, or client segments. The available record therefore limits what can be said about SIA Securities Corporation’s market positioning, target clients, or service model beyond its organizational and registration attributes.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Roger Sit

    Roger Sit

    Chief Executive OfficerCRD 2174779

Contacts

3 of 10
  • Paul Rasmussen

    Vice PresidentCRD 2421880

  • Keith Mcfadyen

    DirectorCRD 1614457

  • Steven Benjamin

    Steven Benjamin

    Manager, Investment Advisory ServicesCRD 1700990

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
3300 Ids 8 Ctr St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth