GRADIENT WEALTH MANAGEMENT

Broker-DealerFINRA MemberEst. 2015

Total AUM

$608M

Discretionary

0% of AUM

Accounts

5,848

Employees

Advisory reps

134

Brokerage reps

Firm details

Headquarters: ARDEN HILLS, Minnesota
CRD number: 127701
Registered since: January 8, 2015
Website: gradientsecurities.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC., GOLDMAN SACHS CUSTODY SOLUTIONS, RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals74.54%
HNWI24.33%
Corporations / Businesses0.67%
Pension & Profit Sharing Plans0.45%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Gradient Wealth Management is an LLC that operates as a broker-dealer and insurance broker while also providing advisory services. The firm registered with the SEC in 2015 and identifies its ownership as a mix of a domestic entity and an individual. Its client mix includes both individual and family clients as well as institutional relationships. Advisory services listed on the ADV include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services; fee arrangements are flexible and include percentage-of-AUM fees, hourly charges, fixed fees and other structures. The firm is described as a capital allocator and maintains industry relationships that span broker-dealers, other investment advisers, accountants, law firms, and insurance companies. ESG investing is not a focus according to the snapshot data.