The Goff Financial Group

RIASEC Registered
Total AUM
$674M
Discretionary
$669M
99% of AUM
Avg account
$1M
Accounts
646
Employees
4
Advisory reps
2

Firm details

Headquarters
Houston, Texas
CRD number
114796
Registered since
June 19, 2003
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI94.05%
  • Individuals4.87%
  • Pension & Profit Sharing Plans1.02%
  • Other0.07%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Goff Financial Group is an independent registered investment adviser that has been SEC-registered since 2003. The firm operates as an LLC under individual ownership and advises both individuals/families and institutional clients. Its advisory scope centers on financial planning, portfolio management for individuals and small businesses, and delivery of educational seminars and workshops. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee options. The firm identifies as an active ESG investor and focuses on managing client portfolios rather than acting as a capital allocator. The Goff Financial Group received recognition from FA Magazine as a Top RIA Firm in 2020, reflecting industry visibility for its client-facing services and investment approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 34%, Other 1%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds34%
  • Other1%

Owners & executives

1 of 1
  • Matthew Goff

    Matthew Goff

    Founder & Chief Investment OfficerCRD 2390431

Contacts

1 of 1
  • Charles Peterson

    Charles Peterson

    Financial AdvisorCRD 1938383

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 73

Active vs passive

$320M in ETFs

Passive

88%

$281M

Active

10%

$38.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF (SHYG)BlackRockPassiveHigh Yield Bond$20.9M505,8546.52%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
11 Greenway Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth