Monex Asset Management, Inc.

RIASEC RegisteredEst. 2021

Total AUM

$651M

Discretionary

$530M

81% of AUM

Avg account

$1.1M

Accounts

600

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 148123
Registered since: February 22, 2021
Website: www.monexwealthus.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI40.12%
Corporations / Businesses36.27%
Investment Companies12.39%
Individuals10.9%
Other0.32%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Monex Asset Management, Inc. is a corporate investment adviser that registered with the SEC in 2021. Ownership is listed as a mix of foreign entity and individual, and the firm serves both individual/family clients and institutional clients. Its advisory work centers on portfolio management for individuals, small businesses and for business or institutional accounts. The firm also engages in insurance brokerage activities and charges clients via a mix of percentage-of-assets and fixed fees. Monex does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Investment Grade Corp Bonds36%
Other27%
State & Local Bonds15%
Exchange Traded Equities11%
Cash & Cash Equivalents8%

Owners & executives

1 of 1

Ruben Contreras
CCO & CFOCRD 5468327

Contacts

3 of 17

Alfonso Lopez Portillo Martinez
Senior Vice President, Financial AdvisorCRD 6462245
Edgar Lesser
Investment Advisor RepresentativeCRD 7657223
Rodolfo Ruiz Pares
Head Trader, Vice President PrincipalCRD 5773378