SCOTT & SELBER, INC. CAPITAL MANAGEMENT

RIASEC RegisteredEst. 1986
Total AUM
$638M
Discretionary
$634M
99% of AUM
Avg account
$2.1M
Accounts
300
Employees
4
Advisory reps
2

Firm details

Headquarters
HOUSTON, Texas
CRD number
105523
Registered since
December 4, 1986
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI69.82%
  • Charitable Organizations26.14%
  • Individuals2.78%
  • Corporations / Businesses1.26%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Scott & Selber, Inc. Capital Management is a privately owned corporate RIA that has been SEC-registered since 1986 and manages portfolios for both high-net-worth individuals/families and institutional clients. The firm’s advisory activity centers on portfolio management for individuals, small businesses and institutions, delivered primarily on a discretionary basis and billed as a percentage of assets under management. Filings and asset composition point to a clear equity-first approach: the firm favors exchange-traded equities and ETFs as core building blocks of client portfolios, supplemented by mutual funds and allocations to third‑party managers for specialized exposure. Decision-making appears concentrated and active — the firm holds a relatively compact set of positions across its public equity sleeve and uses ETF holdings as a tactical complement. Scott & Selber, Inc. Capital Management is not positioned as an ESG-focused manager and does not present itself as a multi-state adviser in filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, State & Local Bonds 20%, Public Funds/Mutual Funds 12%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 4%, US Government Bonds 2%56%
  • Exchange Traded Equities56%
  • State & Local Bonds20%
  • Public Funds/Mutual Funds12%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds4%

Contacts

2 of 2
  • Neeraj Hingorani

    ShareholderCRD 8049275

  • CHRISTOPHER MCMILLIN

    Portfolio ManagerCRD 4661087

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 18

Active vs passive

$39.4M in ETFs

Passive

84%

$33M

Active

0%

$6.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$7.3M16,66918.46%

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
800 Bering Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth