Saxon Financial Group

RIASEC Registered
Total AUM
$679M
Discretionary
$533M
78% of AUM
Avg account
$365K
Accounts
1,859
Employees
19
Advisory reps
15

Firm details

Headquarters
Houston, Texas
CRD number
311687
Registered since
February 9, 2021
Custodians
RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.14%
  • Individuals14.45%
  • Pension & Profit Sharing Plans0.42%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Saxon Financial Group is an independent registered investment adviser and a corporation that positions itself as a wealth manager for individuals and families. The firm is SEC-registered (initial registration in 2021) and describes itself as a capital allocator that both manages portfolios and selects outside managers on clients’ behalf. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee options. Saxon does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Public Funds/Mutual Funds 39%, Cash & Cash Equivalents 8%, State & Local Bonds 3%, US Government Bonds 2%, Investment Grade Corp Bonds 1%, Other 1%46%
  • Exchange Traded Equities46%
  • Public Funds/Mutual Funds39%
  • Cash & Cash Equivalents8%
  • State & Local Bonds3%
  • US Government Bonds2%

Owners & executives

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Contacts

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 124

Active vs passive

$221M in ETFs

Passive

71%

$158M

Active

16%

$63.5M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO RAFI US 1000 ETF (PRF)InvescoPassiveLarge Value$28.1M516,19712.70%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1177 West Loop S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth