Saxon Financial Group
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 311687
- Registered since
- February 9, 2021
- Website
- www.saxonfinancialgroup.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.14%
- Individuals14.45%
- Pension & Profit Sharing Plans0.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Saxon Financial Group is an independent, SEC-registered registered investment adviser that operates as a corporation under individual ownership. The firm serves primarily individual and family clients and bills using a mix of percentage-of-AUM fees along with hourly and fixed-fee arrangements. Advisory services listed on filings include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers — the latter signals an active role as a capital allocator to third-party managers. Saxon does not identify itself as an active ESG investor and is not designated as a multi-state or newly formed adviser on its public filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Public Funds/Mutual Funds39%
- Cash & Cash Equivalents8%
- State & Local Bonds3%
- US Government Bonds2%
Owners & executives
1 of 1Jaclyn Gilbert
Chief Operations OfficerCRD 6184288
Contacts
3 of 13
Ashley Trlica
Wealth AdvisorCRD 5158885

Richard Saxon
PresidentCRD 4066889

Elizabeth Morrison
Wealth AdvisorCRD 6249600
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 125Active vs passive
$234M in ETFs
71%
$165M
18%
$69M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO RAFI US 1000 ETF (PRF) | Invesco | Passive | Large Value | $31.1M | 575,363 | 13.30% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 1177 West Loop S
- Time zone
- CT (UTC-6)
- Office locations
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