TENEO SECURITIES LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
151256
Registered since
March 16, 2010

Firm profile

FINTRX

Overview

Teneo Securities LLC is organized as a limited liability company and is classified as an investment bank. It has been registered with the SEC since 2010. Ownership is listed as a combination of a foreign entity and an individual. The firm does not operate as a capital allocator and is not identified as a multi-state or newly formed investment adviser. It is also not indicated as an active ESG investor, a pension consultant, or a related adviser to another registered manager. The available records do not describe advisory or fee arrangements, client segments, or operating lines such as wealth management or family office services. The profile and governance indicators align more with an investment-banking or broker-dealer role than a traditional asset-management advisory practice.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • STEVEN SULLIVAN

    CFOCRD 5162216

  • KRISTIN HALLERAN

    Chief Compliance OfficerCRD 4726430

Contacts

3 of 25
  • LISA FRIEDMAN

    Managing DirectorCRD 5175262

  • Alyssa Scotti

    Senior DirectorCRD 7188997

  • Spencer Weinhoff

    AnalystCRD 7387871

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth