TEMPLUM MARKETS LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
102840
Registered since
March 28, 2000

Firm profile

FINTRX

Overview

Templum Markets LLC is organized as a limited liability company and appears on SEC records with an original registration year of 2000. Public data classifies the firm as "Unclassified" and identifies the owner type as domestic entity/individual. The record indicates the firm is not a capital allocator, is not a multi-state adviser, does not self-identify as an active ESG investor, and is not listed as a newly formed or related adviser. The firm has provided little public detail about its core business activities, advisory services, client segments, or fee arrangements, leaving its operating model and target client base unclear from available sources.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Edward LEE

    Chief Compliance OfficerCRD 4150803

  • Joseph Ramos

    Chief Executive Officer & Chief Compliance OfficerCRD 2065829

  • Sarah Gillespie

    CFOCRD 4703433

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Contacts

3 of 6
  • Robert Vallone

    FinOpCRD 6836338

  • ROBERT NANNI

    Vice PresidentCRD 6478174

  • FRANCIS HAWKINS

    Head of ProductCRD 6766138

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
315 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth