TCW Funds Distributors LLC

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
121
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
16670
Registered since
January 27, 1984

Firm profile

FINTRX

Overview

TCW Funds Distributors LLC is organized as a limited liability company and is registered with the SEC since 1984. The entity is categorized as a fund distributor rather than an investment manager or capital allocator. Public records characterize its ownership as domestic entity/individual and identify the firm’s primary activity as distribution of funds rather than providing discretionary portfolio management or consulting services. The firm does not present itself as an adviser or pension consultant and is not listed as a multi-state adviser. It is not identified as an active ESG investor. Little additional detail is available about its specific business lines, product shelf, or client-facing activities beyond its distributor classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Bryan Whalen

    Bryan Whalen

    Chief Investment OfficerCRD 2779822

  • Richard Villa

    Richard Villa

    Managing Director, Chief Financial OfficerCRD 5586600

  • Gina Mccarthy

    Gina Mccarthy

    Chief Operating OfficerCRD 4226460

Contacts

3 of 118
  • Scott Dennis

    Scott Dennis

    Managing DirectorCRD 5244103

  • Simon Shnayder

    Simon Shnayder

    Vice PresidentCRD 5352529

  • Jessica Kung

    Jessica Kung

    Executive Vice PresidentCRD 4833819

Unlock 115 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
515 S Flower St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth