TCW Funds Distributors LLC

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
123
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
16670
Registered since
January 27, 1984

Firm profile

FINTRX

Overview

TCW Funds Distributors LLC is organized as a limited liability company and has been SEC-registered since 1984. The FINTRX snapshot classifies the entity as "Unclassified" and identifies it as not functioning as a capital allocator. The record also flags the firm as not being an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. Several typical advisory fields in the snapshot (client base, fee structure, business activities, advisory activities) are blank, suggesting the publicly available profile on FINTRX emphasizes entity attributes rather than client-facing advisory services. The available details are consistent with a distributor-style legal entity rather than a firm that provides investment advisory services directly to retail or institutional clients. That interpretation comes from the combination of an absence of advisory-specific data and the explicit indication that the firm is not a capital allocator.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Bryan Whalen

    Bryan Whalen

    Chief Investment OfficerCRD 2779822

  • Richard Villa

    Richard Villa

    Managing Director, Chief Financial OfficerCRD 5586600

  • Gina Mccarthy

    Gina Mccarthy

    Chief Operating OfficerCRD 4226460

Contacts

3 of 120
  • Megan Tewes

    Megan Tewes

    Vice PresidentCRD 6759715

  • Scott Dennis

    Scott Dennis

    Managing DirectorCRD 5244103

  • Simon Shnayder

    Simon Shnayder

    Vice PresidentCRD 5352529

Unlock 117 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
515 S Flower St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth