TCFG WEALTH MANAGEMENT, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
35
Avg account
$0

Firm details

Headquarters
LAGUNA NIGUEL, California
CRD number
164153
Registered since
December 11, 2012

Firm profile

FINTRX

Overview

Tcfg Wealth Management, LLC is organized as a limited liability company and appears in public records as an SEC-registered entity since 2012. The firm is classified as a conventional broker-dealer rather than a capital allocator or a multi-state registered adviser. Public data indicate it does not self-identify as an active ESG investor. The available disclosures do not enumerate the firm's client segments, fee model, or specific advisory services. The snapshot also lists the owner type as a domestic entity and individual, but does not provide named principals or descriptions of client-facing teams.

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • TAE HO

    President and Chief Executive OfficerCRD 2857540

  • Deetra Tesla

    Chief Compliance OfficerCRD 2567278

  • RICHARD ROBERTS

    CEOCRD 2145874

Contacts

3 of 32
  • JOHN ATKINS

    Registered RepresentativeCRD 5380036

  • Burton Brown

    Investment AdvisorCRD 5180421

  • Matthew Seem

    Investment AdvisorCRD 6585555

Unlock 29 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 204

Active vs passive

$191M in ETFs

Passive

68%

$130M

Active

29%

$61.3M

ETFProviderStyleCategoryValueShares% of portfolio
F/M US TREASURY 3 MONTH BILL FUND (TBIL)PassiveUltrashort Bond$15M300,0707.81%

Location

Primary office

LAGUNA NIGUEL, CA

ORANGE

Location

LAGUNA NIGUEL, CA

Headquartered in LAGUNA NIGUEL, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
28202 Cabot Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth