Tcfg Wealth Management, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
38
Avg account
$0

Firm details

Headquarters
Laguna Niguel, California
CRD number
164153
Registered since
December 11, 2012

Firm profile

FINTRX

Overview

Tcfg Wealth Management, LLC is a limited liability company that has been SEC-registered since 2012 and is organized as a conventional broker-dealer. FINTRX characterizes ownership as a domestic entity/individual structure. The firm is not identified as a capital allocator, not active on ESG mandates, and it is not listed as a multi-state adviser, pension consultant, or related adviser in the available data. The public profile contains few details about client services or advisory programs. Business and advisory activities are not described in the source, so the visible footprint is largely through public equity positions rather than disclosed client-level advisory mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Tae Ho

    President and Chief Executive OfficerCRD 2857540

  • Deetra Tesla

    Chief Compliance OfficerCRD 2567278

  • Richard Roberts

    CEOCRD 2145874

Contacts

3 of 35
  • John Atkins

    Registered RepresentativeCRD 5380036

  • Scott Seibert

    CRD 2096860

  • Burton Brown

    Burton Brown

    Investment AdvisorCRD 5180421

Unlock 32 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 204

Active vs passive

$191M in ETFs

Passive

68%

$130M

Active

29%

$61.3M

ETFProviderStyleCategoryValueShares% of portfolio
F/M US TREASURY 3 MONTH BILL FUND (TBIL)PassiveUltrashort Bond$15M300,0707.81%

Location

Primary office

Laguna Niguel, CA

Orange

Location

Laguna Niguel, CA

Headquartered in Laguna Niguel, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
28202 Cabot Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth