Tcfg Wealth Management, LLC

Broker-DealerFINRA Member

Total AUM

—

Advisory reps

39

Avg account

$0

Firm details

Headquarters: Laguna Niguel, California
CRD number: 164153
Registered since: December 11, 2012
Website: www.tcfgcompanies.com

Firm profile

FINTRX

Overview

TCFG Wealth Management, LLC is organized as a limited liability company and is classified in the data set as a conventional broker‑dealer. Ownership is attributed to both a domestic entity and an individual. The firm is not identified as a capital allocator, does not flag itself as an active ESG investor, and the snapshot marks it neither a multi‑state adviser nor a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

Richard Roberts
CEOCRD 2145874
Deetra Tesla
Chief Compliance OfficerCRD 2567278

Contacts

3 of 37

Gregory Giles
Financial AdvisorCRD 5081420
Muni Schweig
Investment AdvisorCRD 5139053
Burton Brown
Investment AdvisorCRD 5180421

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 204

Active vs passive

$191M in ETFs

Passive

68%

$130M

Active

29%

$61.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
F/M US TREASURY 3 MONTH BILL FUND (TBIL)		Passive	Ultrashort Bond	$15M	300,070	7.81%

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Primary office

Laguna Niguel, CA

Orange

Location

Laguna Niguel, CA

Headquartered in Laguna Niguel, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Orange
Address: 28202 Cabot Rd
Time zone: PT (UTC-8)
Office locations

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