SURYA CAPITALE SECURITIES LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
159173
Registered since
July 2, 2012

Firm profile

FINTRX

Overview

Surya Capitale Securities LLC is organized as a limited liability company and has been SEC-registered since 2012. Public snapshot data identifies the ownership as a mix of a domestic entity and an individual and classifies the firm as "unclassified" for the available taxonomy. The firm is not flagged as a capital allocator and does not appear as an active ESG investor. It is also not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser in the provided profile. Available records do not describe the firm's client segments, specific advisory services, or stated investment preferences. The absence of disclosed business and advisory activity in the source makes it difficult to characterize Surya Capitale Securities' market positioning or strategy beyond its legal form and registration status.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • ANAND PATEL

    Managing PrincipalCRD 4740552

  • HOWARD SPINDEL

    Financial and Operations PrincipalCRD 708042

  • LINDA GRIMM

    FinOpCRD 1970620

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
55 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth