STRATCAP SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
151152
Registered since
September 28, 2010

Firm profile

FINTRX

Overview

Stratcap Securities, LLC is organized as a limited liability company and is SEC-registered since 2010. FINTRX classifies the firm as unclassified; it is owned by a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator, is not marked as an active ESG investor, and is not flagged as a multi-state or newly formed adviser. It is also not designated as a pension consultant or as a related adviser. FINTRX does not provide detail on the firm's client mix, fee schedule, or the specific advisory and business activities Stratcap conducts, so there is limited public disclosure of its operating model or target client segments beyond the ownership and registration attributes above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • ERIK ROSTVOLD

    Product ManagementCRD 4384284

  • JAMES CONDON

    President & Managing PartnerCRD 4965433

  • Adam Baxter

    Institutional SalesCRD 6397313

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
30 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth