Stonecastle Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
131211
Registered since
September 28, 2004

Firm profile

FINTRX

Overview

Stonecastle Securities, LLC is organized as a limited liability company and is owned by a mix of a domestic entity and an individual. Public-facing filings classify the firm as "Unclassified" and provide minimal detail about its business model or advisory operations. Recorded characteristics indicate the firm is not identified as an ESG investor, is not described as a multi-state adviser, and is not listed as a pension consultant or related adviser. The firm has supplied little additional information about its investment focus, fee structure, or client mix in the available data set. Several typical disclosure fields—business activities, advisory activities, and client base—are either blank or not reported.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • Shannon Jemmoth

    Shannon Jemmoth

    Managing DirectorCRD 1603006

  • Barry Best

    Barry Best

    Managing DirectorCRD 2420226

  • Colin Ives

    Managing DirectorCRD 2564632

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth