STONE STEPS FINANCIAL, LLC
Firm details
- Headquarters
- ENCINITAS, California
- CRD number
- 175289
- Registered since
- November 4, 2024
- Website
- www.stonestepsfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.3%
- Individuals33.7%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Stone Steps Financial, LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2024. The firm is owner-operated and serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee menu includes asset-based fees, hourly billing, and fixed-fee arrangements. Stone Steps is not positioned as a capital allocator and is marked as not being an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Exchange Traded Equities27%
- Cash & Cash Equivalents1%
Contacts
3 of 5Guo Liu
Associate AdvisorCRD 7558840
KINGSTON HOLLMAN
Owner & Managing MemberCRD 5563826
MARY BRENNAN
Associate AdvisorCRD 5716708
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ENCINITAS, CA
SAN DIEGO
Location
ENCINITAS, CA
Headquartered in ENCINITAS, CA, in the West of the United States.
- Region
- West
- County
- SAN DIEGO
- Address
- 533 2nd St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
SALIENT WEALTH PLANNING
RIAENCINITAS, CA
KELLY FINANCIAL GROUP LLC
RIAENCINITAS, CA
STOUT CAPITAL MANAGEMENT LLC
RIAENCINITAS, CA
COOPER CAPITAL GROUP
RIAENCINITAS, CA
SWEETWATER PRIVATE EQUITY
RIAENCINITAS, CA
LONGHOUSE WEALTH MANAGEMENT
RIAENCINITAS, CA