COOPER CAPITAL GROUP

RIASEC RegisteredEst. 2019
Total AUM
$283M
Discretionary
$283M
100% of AUM
Avg account
$563K
Accounts
502
Employees
4
Advisory reps
4

Firm details

Headquarters
ENCINITAS, California
CRD number
305121
Registered since
August 16, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.59%
  • Individuals13.46%
  • Corporations / Businesses0.96%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cooper Capital Group is an independent registered investment adviser organized as an LLC and serving individual and family clients. The firm provides financial planning and portfolio management for individuals and small businesses, and it also offers pension consulting and manager selection services. Its fee arrangements include percentage-of-AUM billing plus hourly and fixed-fee options. The firm is not positioned as an ESG-focused manager and is not active as a multi-state adviser or as a pension consultant beyond the listed services. Cooper Capital Group also acts as a capital allocator, directing client capital to third-party managers when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 17%, Cash & Cash Equivalents 8%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents8%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Parker Johnson

    Chief Operating OfficerCRD 6559355

Contacts

3 of 3
  • CLINTON COOPER

    FounderCRD 2842323

  • KYLE STITS

    Wealth Strategy DirectorCRD 6295677

  • Nate Miles

    Associate AdvisorCRD 7626970

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 22

Active vs passive

$119M in ETFs

Passive

31%

$36.3M

Active

42%

$82.4M

ETFProviderStyleCategoryValueShares% of portfolio
FT VEST LADDERED BUFFER ETF (BUFR)ActiveOptions Trading$14.2M420,27611.95%

Location

Primary office

ENCINITAS, CA

SAN DIEGO

Location

ENCINITAS, CA

Headquartered in ENCINITAS, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
280 N Coast Highway 101
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth