Kelly Financial Group LLC

RIASEC Registered

Total AUM

$89.6M

Discretionary

$89.6M

100% of AUM

Avg account

$296K

Accounts

303

Employees

1

Advisory reps

1

Firm details

Headquarters: Encinitas, California
CRD number: 282172
Website: www.thekellyfinancialgroup.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI80.66%
Individuals19.34%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Kelly Financial Group LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm targets individual and family clients and provides financial planning and portfolio management services geared toward individuals and small businesses. Its fee model combines a percentage of assets under management with hourly charges. The adviser does not position itself as an institutional capital allocator, is not an active ESG investor, and does not describe pension consulting or multi-state adviser activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities56%
Public Funds/Mutual Funds31%
Investment Grade Corp Bonds5%
Cash & Cash Equivalents5%
US Government Bonds2%

Contacts

1 of 1

Sean Kelly
OwnerCRD 5043096

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 81

Active vs passive

$426M in ETFs

Passive

53%

$225M

Active

47%

$201M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
JPMORGAN BETABUILDERS US EQUITY ETF (BBUS)	JP Morgan	Passive	Large Blend	$70.8M	525,852	16.64%

Unlock additional holdings →

Primary office

Encinitas, CA

San Diego

Location

Encinitas, CA

Headquartered in Encinitas, CA, in the West of the United States.

Region: West
County: San Diego
Address: 332 Encinitas Blvd
Time zone: PT (UTC-8)
Office locations

Similar firms

Stout Capital Management LLC

Encinitas, CA

AUM $76.9MTEAM 2REPS 2

Stout Capital Management LLC

Encinitas, CA

AUM $76.7MTEAM 2REPS 2

Stone Steps Financial, LLC

Encinitas, CA

AUM $147MTEAM 6REPS 5

Salient Wealth Planning

Encinitas, CA

AUM $239MTEAM 4REPS 3

Cooper Capital Group

Encinitas, CA

AUM $283MTEAM 4REPS 4

Longhouse Wealth Management

Encinitas, CA

AUM $7.3MTEAM 2REPS 2

More RIAs in Encinitas →All California RIAs →