SALIENT WEALTH PLANNING
Firm details
- Headquarters
- ENCINITAS, California
- CRD number
- 327885
- Registered since
- October 31, 2023
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI61.43%
- Individuals38.57%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Salient Wealth Planning is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm focuses on serving individual and family clients, offering financial planning and portfolio management for individuals, small businesses and institutions. It also acts as a capital allocator and performs selection-of-other-advisers services, which suggests it both constructs in-house portfolios and sources third-party managers for specific exposures. Fees are charged as a percentage of assets under management and, in some cases, fixed fees. The firm reports it is not an active ESG investor and does not operate as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Cash & Cash Equivalents7%
- Public Funds/Mutual Funds3%
- Other2%
Contacts
3 of 3ALLISON WOOTON
Financial AdvisorCRD 4990072
RICHARD VERTUCCI
Investment Operations AnalystCRD 6442611
PHILIP SMITH
Managing Director, Financial AdvisorCRD 4231653
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$198M in ETFs
72%
$143M
20%
$55.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $19.8M | 30,335 | 10.01% |
Location
ENCINITAS, CA
SAN DIEGO
Location
ENCINITAS, CA
Headquartered in ENCINITAS, CA, in the West of the United States.
- Region
- West
- County
- SAN DIEGO
- Address
- 171 Saxony Rd
- Time zone
- PT (UTC-8)
- Office locations
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