Standard Chartered Securities North America LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
243
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
130847
Registered since
October 7, 2004
Website
www.sc.com

Firm profile

FINTRX

Overview

Standard Chartered Securities North America LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm is recorded with the SEC as of 2004. Ownership is shown as a combination of a domestic entity and an individual interest. The snapshot flags the firm as not acting as a capital allocator and not operating as a multi-state registered investment adviser; it is also not identified as an active ESG investor. Fields for client base, fee structure, business activities and advisory activities are not populated in the source snapshot, so the publicly supplied profile does not describe retail or institutional client segments, how the firm charges for services, or the specific advisory or transaction businesses it runs.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Anita Marshall

    Anita Marshall

    COO and Managing DirectorCRD 4814824

  • Thomas Kartanowicz

    Thomas Kartanowicz

    Chief Information Security OfficerCRD 6078178

  • Maitry Vaghela

    Macro SalesCRD 7049824

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Contacts

3 of 238
  • Christopher Cheeseman

    Christopher Cheeseman

    Associate DirectorCRD 6972730

  • Peter Nielsen

    Financial OperationsCRD 1072259

  • Richard Sposato

    Richard Sposato

    ManagerCRD 1324615

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1095 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth