Standard Chartered Securities North America LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 130847
- Registered since
- October 7, 2004
- Website
- www.sc.com
Firm profile
FINTRXOverview
Standard Chartered Securities North America LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm is recorded with the SEC as of 2004. Ownership is shown as a combination of a domestic entity and an individual interest. The snapshot flags the firm as not acting as a capital allocator and not operating as a multi-state registered investment adviser; it is also not identified as an active ESG investor. Fields for client base, fee structure, business activities and advisory activities are not populated in the source snapshot, so the publicly supplied profile does not describe retail or institutional client segments, how the firm charges for services, or the specific advisory or transaction businesses it runs.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Anita Marshall
COO and Managing DirectorCRD 4814824

Thomas Kartanowicz
Chief Information Security OfficerCRD 6078178
Maitry Vaghela
Macro SalesCRD 7049824
Contacts
3 of 238
Christopher Cheeseman
Associate DirectorCRD 6972730
Peter Nielsen
Financial OperationsCRD 1072259

Richard Sposato
ManagerCRD 1324615
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1095 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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