Standard Chartered Securities North America LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
247
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
130847
Registered since
October 7, 2004
Website
www.sc.com

Firm profile

FINTRX

Overview

Standard Chartered Securities North America LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm appears in SEC records with registration dating to 2004 and is listed as having a domestic entity/individual owner type. FINTRX flags the entity as not acting as a capital allocator and not operating as a multi-state adviser. It is also identified as not being an active ESG investor, not a pension consultant, and not a related adviser to another registered adviser. Fields for client base, fee structure, and detailed advisory or business activities are not populated in the FINTRX snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Mandy Defilippo

    Mandy Defilippo

    CEOCRD 7184614

  • Anita Marshall

    Anita Marshall

    COO and Managing DirectorCRD 4814824

  • Thomas Kartanowicz

    Thomas Kartanowicz

    Chief Information Security OfficerCRD 6078178

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Contacts

3 of 242
  • Alexander Raftopoulos

    Alexander Raftopoulos

    Corporate & Investment Banking AnalystCRD 8144214

  • Jose Pigatto

    Executive DirectorCRD 4955404

  • Kenneth Deasy

    Executive DirectorCRD 3015343

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1095 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth