STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
249
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
130847
Registered since
October 7, 2004
Website
www.sc.com

Firm profile

FINTRX

Overview

Standard Chartered Securities North America LLC is organized as a limited liability company and is registered with the SEC since 2004. The firm is classified in FINTRX data as an investment bank rather than an asset manager; it is marked as not being a capital allocator and not a related adviser. Owner type is listed as Domestic Entity | Individual. Several typical RIA data fields in the snapshot are blank, including client base, fee structure, business activities, and advisory activities. The profile also flags the firm as not active on ESG initiatives, not a multi-state adviser, not newly formed, and not a pension consultant.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • MANDY DEFILIPPO

    CEOCRD 7184614

  • ANITA MARSHALL

    COO and Managing DirectorCRD 4814824

  • Thomas Kartanowicz

    Chief Information Security OfficerCRD 6078178

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Contacts

3 of 245
  • Alexander Raftopoulos

    Corporate & Investment Banking AnalystCRD 8144214

  • JOSE PIGATTO

    Executive DirectorCRD 4955404

  • KENNETH DEASY

    Executive DirectorCRD 3015343

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1095 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth