Solomon Partners Securities, LLC

Broker-DealerFINRA MemberEst. 1991
Total AUM
Advisory reps
131
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
28041
Registered since
February 22, 1991

Firm profile

FINTRX

Overview

Solomon Partners Securities, LLC is organized as a limited liability company and is classified in the dataset as an investment bank rather than a wealth manager or capital allocator. The firm has been SEC-registered since 1991. FINTRX flags the entity as not acting as a capital allocator, not an active ESG investor, and not registered as a multi-state adviser. The source provides no detail on advisory programs, fee schedules, client segments, or other business activities; the available attributes indicate the firm operates primarily in investment-banking or broker-dealer capacities rather than as an advisory asset manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Andrew Fascia

    Andrew Fascia

    Chief Financial OfficerCRD 5211125

  • Cathleen Mack

    Cathleen Mack

    Chief Compliance OfficerCRD 3171923

  • Jonathan Berger

    Jonathan Berger

    Chief Financial OfficerCRD 5933717

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Contacts

3 of 126
  • David Schultz

    David Schultz

    DirectorCRD 6343484

  • Faiz Vahidy

    Faiz Vahidy

    Managing DirectorCRD 6290085

  • Juan Guzman

    Juan Guzman

    PartnerCRD 5393371

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1251 Of Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth