Smead Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 173734
- Registered since
- May 15, 2015
- Website
- www.vontobel.com
Firm profile
FINTRXOverview
Smead Funds Distributors, LLC is an SEC-registered limited liability company that shows registration beginning in 2015. Ownership is recorded as a combination of a domestic entity and an individual. The firm is labeled “Unclassified” in the snapshot data and does not present itself as a capital allocator. It is not marked as an active ESG investor, not a multi-state adviser, not newly formed, and not a pension consultant or related adviser in the provided record. The available details do not describe advisory mandates, fee schedules, client segments, or day-to-day business activities. Those omissions, together with the firm’s name, suggest the entity functions in a distribution or fund-support role rather than as a traditional discretionary asset manager, but the source data does not supply explicit business-model descriptions.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Conor Ocallaghan
Chief Operating OfficerCRD 4813694

Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 27
Jason Knight
PartnerCRD 3217684

Anna Malleis
Registered RepresentativeCRD 5065243

Stefanos Taousakis
Compliance ConsultantCRD 6930896
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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