Smead Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
173734
Registered since
May 15, 2015

Firm profile

FINTRX

Overview

Smead Funds Distributors, LLC is an SEC-registered limited liability company that shows registration beginning in 2015. Ownership is recorded as a combination of a domestic entity and an individual. The firm is labeled “Unclassified” in the snapshot data and does not present itself as a capital allocator. It is not marked as an active ESG investor, not a multi-state adviser, not newly formed, and not a pension consultant or related adviser in the provided record. The available details do not describe advisory mandates, fee schedules, client segments, or day-to-day business activities. Those omissions, together with the firm’s name, suggest the entity functions in a distribution or fund-support role rather than as a traditional discretionary asset manager, but the source data does not supply explicit business-model descriptions.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Conor Ocallaghan

    Conor Ocallaghan

    Chief Operating OfficerCRD 4813694

  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 27
  • Jason Knight

    Jason Knight

    PartnerCRD 3217684

  • Anna Malleis

    Anna Malleis

    Registered RepresentativeCRD 5065243

  • Stefanos Taousakis

    Stefanos Taousakis

    Compliance ConsultantCRD 6930896

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth