Smbc Nikko Securities Canada, Ltd.
Firm details
- Headquarters
- New York, New York
- CRD number
- 297706
- Registered since
- February 4, 2019
- Website
- www.smbcnikko-si.com
Firm profile
FINTRXOverview
Smbc Nikko Securities Canada, Ltd. is organized as a corporation operating under the SMBC Nikko brand in Canada. Public records for the firm are sparse: the firm’s owner type is listed as a combination of a domestic entity and an individual, and it does not have a defined classification in the available dataset. The firm has not supplied details about its client base, fee models, specific business activities, or advisory services. Available attributes indicate the firm is not described as a capital allocator, is not an active ESG investor, is not a pension consultant, and is not identified as a related adviser or a multi-state adviser.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Michael Parrish
Executive Director & Chief Compliance OfficerCRD 5577471

David Kee
CEOCRD 6238539

Kevin Kennedy
CIO and Managing DirectorCRD 2254552
Contacts
3 of 26
Wayne Powers
Executive DirectorCRD 2444741
Clarke Adams
Managing DirectorCRD 2757461
Simon Lee
Vice PresidentCRD 3095653
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 277 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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