Smbc Nikko Securities Canada, Ltd.
Firm details
- Headquarters
- New York, New York
- CRD number
- 297706
- Registered since
- February 4, 2019
- Website
- www.smbcnikko-si.com
Firm profile
FINTRXOverview
Smbc Nikko Securities Canada, Ltd. is registered as a corporation and has been SEC-registered since 2019. The firm is listed as a domestic entity/individual owner and is classified in the dataset as Unclassified. Available records indicate the firm does not operate as a capital allocator and is not flagged as an active ESG investor. It is not identified as a multi-state or newly formed adviser, nor as a pension consultant or related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Michael Parrish
Executive Director & Chief Compliance OfficerCRD 5577471
David Kee
CEOCRD 6238539
Kevin Kennedy
CIO and Managing DirectorCRD 2254552
Contacts
3 of 25
Praveen Yangam
DirectorCRD 6905523
Nathan Tun
AVPCRD 5551828
Mahendra Pant
DirectorCRD 5075163
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 277 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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