SIG BROKERAGE, LP

Broker-DealerFINRA MemberEst. 2000

Total AUM

—

Advisory reps

24

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 100400
Registered since: July 11, 2000
Website: sig.com

Firm profile

FINTRX

Overview

SIG Brokerage, LP is organized as a limited partnership-style brokerage entity that has been SEC-registered since 2000. FINTRX classifies the firm outside the typical RIA categories and identifies ownership as a mix of a domestic entity and an individual. The firm does not present itself as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multi-state adviser. Other business and advisory details were not disclosed in the source data.

Assets & Accounts

Public Holdings

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Contacts

3 of 24

John Brown
ClerkCRD 2763101
MICHAEL RONAN
Compliance AssociateCRD 5824509
Michael Simpson
Operations AnalystCRD 7521292

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 52

Active vs passive

$170M in ETFs

Passive

98%

$166M

Active

<1%

$4.1M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES MSCI EUROPE FINANCIALS ETF (EUFN)	BlackRock	Passive	Financial	$13.6M	389,966	8.01%

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Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 30 Hudson Yards
Time zone: ET (UTC-5)
Office locations

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