Siena Global Securities, LLC

Overview

Siena Global Securities, LLC is structured as a limited liability company and has been registered with the SEC since 2011. FINTRX classifies ownership as individual and lists the firm as unclassified for its business type. The platform notes several negative flags: Siena Global is not identified as a capital allocator, it is not marked as an active ESG investor, it is not registered as a multi-state adviser, and it is not characterized as a pension consultant or related adviser. The firm did not provide detail to FINTRX on core advisory activities or fee arrangements, so there is limited public-facing information about how it positions its services or what client segments it targets.

Assets & Accounts

Location & Offices