Sherman & Company LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 155575
- Registered since
- June 14, 2011
- Website
- www.sherman-company.com
Firm profile
FINTRXOverview
Sherman & Company LLC is an SEC-registered limited liability company first registered in 2011 and classified in the data as an investment bank rather than a traditional registered investment adviser. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, a multi-state adviser, an active ESG investor, a pension consultant, or a related adviser in the available records. Publicly available descriptive fields for advisory activities, business lines, fee structure, and client segments are not populated in the dataset, so there is limited visibility into the firm’s products, target clients, or how it deploys capital beyond its regulatory registration and classification.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Pamela Carico
CFO and Managing DirectorCRD 5864266

Frederick Sherman
CEOCRD 2357207

Sarah Westbrook
Chief Compliance OfficerCRD 4751500
Contacts
3 of 7
John Donovan
DirectorCRD 6726643

Matthew Hagan
Vice PresidentCRD 6982592

Cristina Hackley
Investment Banking AssociateCRD 6198213
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 6302 Fairview Rd
- Time zone
- ET (UTC-5)
- Office locations
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