Sherman & Company LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 155575
- Registered since
- June 14, 2011
- Website
- www.sherman-company.com
Firm profile
FINTRXOverview
Sherman & Company LLC is organized as a limited liability company and appears in regulatory records as an SEC-registered entity since 2011. The firm is classified as an investment bank and is owned by a combination of a domestic entity and an individual. Regulatory flags in the snapshot indicate the firm does not act as a capital allocator, does not position itself as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser. Several typical advisor fields—client base, fee structure, business activities and advisory activities—are not populated in the provided data, so the operational focus beyond the investment-bank classification is not detailed in the source material.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Pamela Carico
CFO and Managing DirectorCRD 5864266

Frederick Sherman
CEOCRD 2357207

Sarah Westbrook
Chief Compliance OfficerCRD 4751500
Contacts
3 of 7
John Donovan
DirectorCRD 6726643

Matthew Hagan
Vice PresidentCRD 6982592

Adrian Susmano
Managing DirectorCRD 3266848
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 6302 Fairview Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Allspring Funds Distributor, LLC
Broker-DealerCharlotte, NC
Wells Fargo Securities, LLC
Broker-DealerCharlotte, NC
Optsecurities, LLC
Broker-DealerCharlotte, NC
Southeast Investments, N.C., Inc.
Broker-DealerCharlotte, NC
First Tryon Securities, LLC
Broker-DealerCharlotte, NC
Elevation, LLC
Broker-DealerCharlotte, NC