Sherman & Company LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
155575
Registered since
June 14, 2011

Firm profile

FINTRX

Overview

Sherman & Company LLC is organized as a limited liability company and appears in regulatory records as an SEC-registered entity since 2011. The firm is classified as an investment bank and is owned by a combination of a domestic entity and an individual. Regulatory flags in the snapshot indicate the firm does not act as a capital allocator, does not position itself as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser. Several typical advisor fields—client base, fee structure, business activities and advisory activities—are not populated in the provided data, so the operational focus beyond the investment-bank classification is not detailed in the source material.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Pamela Carico

    Pamela Carico

    CFO and Managing DirectorCRD 5864266

  • Frederick Sherman

    Frederick Sherman

    CEOCRD 2357207

  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

Contacts

3 of 7
  • John Donovan

    John Donovan

    DirectorCRD 6726643

  • Matthew Hagan

    Matthew Hagan

    Vice PresidentCRD 6982592

  • Adrian Susmano

    Adrian Susmano

    Managing DirectorCRD 3266848

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
6302 Fairview Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth