Sherman & Company LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 155575
- Registered since
- June 14, 2011
- Website
- www.sherman-company.com
Firm profile
FINTRXOverview
Sherman & Company LLC is organized as a limited liability company and is classified in the data as an investment bank. Ownership is described as a mix of a domestic corporate entity and an individual. The firm is not identified as a capital allocator and is not marked as an active ESG investor. The dataset does not disclose the firm’s client segments, fee model, or specific advisory activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Sarah Westbrook
Chief Compliance OfficerCRD 4751500
Frederick Sherman
CEOCRD 2357207
Pamela Carico
CFO and Managing DirectorCRD 5864266
Contacts
3 of 9
James Mclain
Managing DirectorCRD 2389716
Jeffrey Hathaway
Managing DirectorCRD 5436845
John Donovan
DirectorCRD 6726643
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 6302 Fairview Rd
- Time zone
- ET (UTC-5)
- Office locations
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