Shepherd Financial Investment Advisory LLC

RIASEC Registered

Total AUM

$6.2B

Discretionary

$1.6B

26% of AUM

Avg account

$2M

Accounts

3,041

Employees

45

Advisory reps

30

Firm details

Headquarters: Carmel, Indiana
CRD number: 288623
Registered since: November 14, 2017
Website: www.shepherdfin.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans90.06%
HNWI7.53%
Individuals2.41%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Shepherd Financial Investment Advisory LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2017. The firm serves both individual and family clients as well as institutional clients, and it lists an insurance company affiliation. Its advisory offering focuses on financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements combine a percentage-of-AUM model with fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds65%
Exchange Traded Equities25%
Cash & Cash Equivalents10%

Owners & executives

3 of 3

Thomas Mayer
Team CEOCRD 4610549
Steven Wylam
Chief Operating OfficerCRD 1740693
Andrew Denny
Chief Growth OfficerCRD 2915158

Contacts

3 of 27

Jeffrey Sharp
Partner, Senior Wealth AdvisorCRD 5746547
Donna Dickinson
Director - ComplianceCRD 5250291
Brea Morrison Dantin
Retirement Plan AdvisorCRD 4430268

Unlock 24 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Carmel, IN

Hamilton

Location

Carmel, IN

Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area: Indianapolis-Carmel-Muncie, IN
Region: Midwest
County: Hamilton
Address: 111 Congressional Blvd
Time zone: ET (UTC-5)
Office locations

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