WINTHROP CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2010
Total AUM
$4B
Discretionary
$4B
100% of AUM
Avg account
$4.8M
Accounts
832
Employees
29
Advisory reps
6

Firm details

Headquarters
CARMEL, Indiana
CRD number
145216
Registered since
April 30, 2010
Website
www.winthropcm.com
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Insurance Companies79.21%
  • Individuals5.45%
  • Pooled Investment Vehicles4.66%
  • HNWI4.54%
  • Corporations / Businesses4.32%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Winthrop Capital Management is an independent registered investment adviser formed in 2010 that operates as a capital allocator for both individuals/families and institutional clients. The firm provides financial planning and portfolio management across individual, pooled-vehicle and institutional mandates, and also offers manager selection services. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Winthrop identifies itself as an active ESG investor and its ownership is a mix of an individual and a domestic entity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 50%, Investment Grade Corp Bonds 21%, Derivatives 12%, Exchange Traded Equities 8%, Cash & Cash Equivalents 3%, US Government Bonds 2%, State & Local Bonds 2%, Non-Investment Grade Corp Bonds 2%50%
  • Other50%
  • Investment Grade Corp Bonds21%
  • Derivatives12%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2

  • ADAM COONS

    Chief Investment OfficerCRD 4905756

  • James Horrey

    Chief Legal CounselCRD 7425687

Contacts

3 of 4

  • GREGORY HAHN

    PresidentCRD 1719374

  • Keith Hanson

    Senior Research AnalystCRD 7669372

  • Emilomo Ohiomah

    Senior Operations AnalystCRD 8033610

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 181

Active vs passive

$430M in ETFs

Passive

100%

$430M

Active

0%

$430K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT)VanguardPassiveTechnology$32.1M45,9737.46%
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Location

Primary office

CARMEL, IN

HAMILTON

Location

CARMEL, IN

Headquartered in CARMEL, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
HAMILTON
Address
10201 N Illinois St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth